Junior Compliance Officer
About the job
Our client is a global financial group specialising in institutional broking, retail broking and investment banking currently is seeking a passionate individual to ensure regulatory adherence and financial integrity. Responsibilities will include managing compliance processes and financial documentation, collaborating closely with internal teams, and ensuring accurate accounting practices. This role offers the opportunity to develop skills in both compliance and accounting within a dynamic environment.
Responsibilities:
- Assist in compliance matters including:
- Conducting a full spectrum of CDD/EDD for the company’s customers;
- Reviewing key aspects of company’s operations to ensure adherence to the applicable statutory rules and regulations, MAS notices and guidelines, and company’s policies and procedures; and
- Resolving compliance-related questions and queries from management and colleagues.
- Assist in financial matters including:
- Monitoring monthly transactions, bookkeeping and accounting;
- Assisting in the preparation of financial reporting to headquarters;
- Assisting in the preparation for audits and inspections; and
- Handling general ad-hoc administrative and ad-hoc secretarial works from the CEO and team.
Requirements:
- Relevant diploma in compliance, finance, audit, or other related fields / A-level applicable.
- Relevant certification in compliance, risk and governance would be a bonus.
- Relevant certification in AML / CFT would be a bonus.
- No experience required; fresh graduates are welcomed to apply.
Due to an anticipated high volume of applicants, we regret that only shortlisted candidates will be notified. Information provided in this advertisement is for recruitment purposes only.
To apply, please send your updated CV to Edward Park quoting the job title or quickly fill out the application form below.
Edward Park (Reg No.: R1652711)
Email: edward.park@cornerstoneglobalpartners.com
Cornerstone Global Partners Pte Ltd
(EA Licence Number: 19C9859)
